‘Doc’ do I need an anterior cruciate ligament reconstruction? What happens if I do not reconstruct the cruciate ligament?
Dr K S Dhillon. FRCS, LLM
Introduction
The Latin phrase ‘primum non nocere’, which is often
wrongly attributed to Hippocrates, which means ‘first do no harm’, has given
rise to the principle precept of medical ethic that is taught to all medical
students, called non-maleficence. It reminds us that we should consider
possible harm we may cause by medical intervention in the treatment of a
patient. To prevent harm the concept of evidence based medicine dictates that a
critical enquiry is essential and reliance on clinical experience, textbooks
and our local expert alone will not be sufficient.
Most of us
will be familiar with the following scenario when Mr Smith walks into clinic
after an injury to the knee. After a cursory examination of the knee the
surgeon says,
‘Mr
Smith you have an injury to the knee. I will send you for an MRI of the knee’.
Looking at the MRI report the surgeon declares, ‘Mr Smith you have a tear of
the anterior cruciate ligament (ACL) and you will need surgery to address this
serious injury. You have a malalignment of the patella as well for which you
need stabilization of the patella’.
The question is whether Mr Smith needs an ACL reconstruction?
Needless to say that incidental MRI findings which do not and will not cause
future disability, need no treatment.
Prevalence of anterior cruciate injury
Anterior cruciate ligament (ACL) injury is a common
sports injury with over two million such injuries occurring every year[1].
However the true prevalence of the incidence is not known due to lack of
population based studies and the fact that some people with knee injuries do
not seek treatment. Hospital based
studies quote figures which vary from 30 to 81 per 100,000 people[2]. A
population based study of 56,659 people by Nordenvall et al showed an overall
incidence of cruciate injuries of 78 per 100,000 people2.
Diagnosis of
injury to the ACL
Frequently most patients with knee injury are sent
for magnetic resonance imaging (MRI). However an MRI is not necessary for the
diagnosis of an injury to the ACL. Examination of knee after acute knee trauma may
not yield an accurate diagnosis due knee swelling and pain. However subsequent
knee examination can give a relatively accurate diagnosis of an injury to the
ACL. A positive pivot shift would rule in an ACL tear and a negative Lachman
test would rule out a tear of the ACL. Lachman test is best overall for ruling
in and ruling out an ACL tear while the anterior drawer test is inconclusive
either way[3]. The
Lachman test has an 85% sensitivity and a 95% specificity while an MRI of the
knee has a 94% sensitivity and specificity in the diagnosis of a tear of the
ACL[4]. A
good history taking with a complete physical examination can provide a
diagnostic accuracy of over 90%[5].
An MRI is useful for excluding other intra-articular injuries such as meniscal
and chondral injuries. Hence an MRI has no additional value in diagnosis of ACL
injuries when an examination shows anterior-posterior and rotational
instability of the knee.
Conservative or surgical treatment
The aim of treatment of a person with ACL tear would
be to restore function, minimise symptoms, improve quality of life and minimise
the risk of future complications5. It is commonly believed that a reconstruction
of the ACL would fulfil all this aims. This belief is perpetuated by the fact
that orthopaedic surgeons tend to over-estimate the results of reconstruction of
the ACL in their patients. On an average they rate the outcome of the surgery
in relation to knee function and activity level as significantly better ( by 40
to 60%) than the patient does5.
Restoration of function, minimising symptoms and
improving the quality of life are all inter-related. Hence we need to know what
the symptoms are, what the patient can’t do and how the quality of life is
affected. Level 3 scientific evidence shows that the activity level of the
patient would be the most important factor that needs to be taken into
consideration in decision making. The more active a person is in pivoting
sports, the greater will the need for a reconstruction of the ACL to reach that
level of activity[6].
There is level 1 scientific evidence that age is not a factor in making a decision
to reconstruct the ACL[7].
However it is advisable to delay the surgery in children till the growth plates
are almost closed4. Surgery is usually recommended for patients who
are actively involved in pivoting sporting activities and those who have
recurrent giving way of the knee during daily activities.
Does reconstruction of the ACL minimise the risk of
future complication and improve quality of life? Dunn et al[8] in
a study involving 6,576 active-duty army personnel showed that ACL
reconstruction was protective against meniscal and cartilage injury. The study
group had 3,795 subjects (58%) who had an ACL reconstruction and 2,781 subjects
(42%) who were treated conservatively. Of those treated conservatively 32.6%
underwent reoperations (meniscal, cartilage, ACL reconstruction surgery) as
compared 12.7% reoperations (meniscal and chondral surgery) in the ACL
reconstruction group. Subsequent ACL reconstruction was done in 26% of the
patients who were initially treated conservatively. This retrospective follow
up study as the authors admit has a selection bias. The authors were of the
opinion that a randomised clinical trial to study the preventive benefits of
ACL reconstruction would not be feasible ‘because of lack of equipoise’ but now
they have been proven wrong.
Frobell et al[9]
have now published a five year outcome of a randomised trial for the treatment
of acute anterior cruciate ligament tear. This level 1 scientific study
compared the mid-term (5years) patient reported and radiographic outcomes
between those patients treated with rehabilitation plus early ACL
reconstruction and those treated with rehabilitation and optional delayed ACL
reconstruction. The cohort was 121 young active adults with a mean age of 26
years who had an acute ACL injury to a previously uninjured knee. All patients
had similar structured rehabilitation and 62 patients were assigned to early
ACL reconstruction while 59 were assigned to an option of having a delayed ACL
reconstruction if the need arises. One patient was lost to follow-up at 5
years. They studied the 5 year outcome from baseline of the mean value of four
out of five subscales of the knee injury and osteoarthritis outcome score
(KOOS), the absolute KOOS (all five subscales), SF-36, Tegner activity scale,
meniscal surgery, and radiographic osteoarthritis.
In the group
of patients treated conservatively 51% of the patients needed a delayed ACL
reconstruction. However all the outcome measurements were the same in the group
treated conservatively and the group treated with ACL reconstruction. The
meniscal surgeries rates, radiographic osteoarthritis and all functional scores
were the same in both groups. The results were hence the same in patients
treated conservatively, and those treated with early or delayed reconstruction
of the ACL. The authors concluded that these results should encourage
clinicians and young active adults to consider rehabilitation as the primary
mode of treatment for an acute ACL tear. In other words about 50% of the
patients will not need an ACL reconstruction if they are treated with
structured rehabilitation. If we follow the prevailing advice that all young
active patients should have reconstruction of the ACL[10],
about 50% would be having unnecessary surgery. This study however does not
apply to professional athletes as well as to patients who are involved in less
than moderate activity.
The outcome of the findings in this first ever level
1 study has not got everyone taking solace in the fact that 50% of the patient
did not need a reconstruction of the ACL, since a commentary in the Journal of Bone
and Joint Surgery[11]
suggest that the results are open to interpretation and that some may ask if
50% of the patients will need subsequent surgery, ‘why wait’. The logical answer
would be that waiting will prevent unnecessary surgery and possible complications
in 50% of the patients and not to mention the financial savings which would substantially
be more now than the figure of $ 1 billon going by the year 2000 estimate in
the US10.
The frequency of delayed reconstruction of ACL after
initial conservative treatment in this study of young active individuals by
Frobell et al is high compared to other studies[12].
Other studies have reported frequencies that range from 16% to 35% but these
studies are not comparable because of the nature of the study, patient
selection, criteria for surgery, the nature of surgery and treatment.
A reflection of the number of patients who will need
a delayed reconstruction of the ACL in a general population is provided by a
level 2 study by Neuman et al[13].
They followed up 100 consecutive patients with a complete tear of the ACL,
which was confirmed by arthroscopy, for 15 years. All patients were treated
conservatively with rehabilitation. The study excluded those who participated
in professional sports and were unwilling to reduce their activity level. They
found that 23% of the patients required a delayed reconstruction of the ACL
between 6 months and 11 years. This would translate to 77% of patients not
requiring an ACL reconstruction at 15 years follow-up.
Return to sports
In the past reconstruction of ACL has been advocated
as a requirement for return to competitive sports after a tear of the ACL.
Ardern et al[14]
have done a systematic review and meta-analysis to determine post-operative
return to sports outcomes after ACL reconstruction surgery. Their review found
that although 90% 0f the patients achieved successful surgical outcome in terms
of impairment based measurement of knee
function and a 85% successful activity based outcome, only 44% of patients
returned to competitive sport and approximately 63% of patients returned to
pre-injury level of sports participation.
Swirtun et al[15]
in a study involving 46 patients aged between 18 and 50 years, with an acute
unilateral ACL tear, where the treatment was self- selected by the patient to
have conservative treatment or reconstruction of the ACL, found no difference
in activity level at a 5.6 years follow up. In this study 24 patients had
conservative treatment and 22 had an ACL reconstruction. In fact the
conservative group had a significantly better outcome in the knee related QOL
domain of the KOOS than the patients with ACL reconstruction.
The study by Frobell et al9 showed a
modest return to pre-injury activity level at 5 years after a tear of the ACL
and there was no difference between the groups treated with early ACL
reconstruction, delayed ACL reconstruction or those treated with rehabilitation
alone.
Secondary meniscus injury
Early ACL reconstruction is recommended to minimise
the risk of meniscal tears. Church et al[16]
in a retrospective review of 183 patients compared the incidence of meniscal
tears in patients who underwent ACL reconstruction early (within 12 months of
injury) and those who underwent reconstruction late (after 12 months). They
showed that the incidence of meniscal tear was higher in the late
reconstruction group (71.2 % versus 41.7%). They recommended early surgery to
prevent meniscal injury. This study was not a randomised study comparing early
with late reconstruction and the numbers in each subgroup were small for
statistical comparison.
A level 4 case series by Yoo et al[17]
also showed an increased likelihood of medial meniscus tear when ACL
reconstruction was delayed. This study involved a highly selected group of
patients. They selected 31 patients from among 311 patients who had concurrent
meniscal repair and ACL reconstruction. The selection criteria was availability
of two MRI studies, one at the time of injury and another at a later date when
the patient opted for a delayed ACL reconstruction. They showed that the
incidence of medial meniscus injury in patients with chronic ACL deficiency
increased from 55% at the first MRI studies to 84% at the second MRI studies.
The mean between-study time was 36.8 months. Papastergiou et al[18]
in retrospective study of 451 patients showed that the prevalence of meniscal
tears is significantly higher if ACL reconstruction is delayed for more than 3
months.
These are retrospective observational studies with
compromising interpretation of their findings9. The real frequency
of secondary meniscal injury or meniscal surgery is not known. The first and
only high quality randomised control trial done by Frobell et al9
showed that there was no statistically significant difference in the number of
knees having meniscus surgery over a 5 years follow up after an ACL injury,
between groups treated with rehabilitation, early ACL reconstruction or delayed
reconstruction. Time to event analysis of proportion of meniscus treated with
surgery also did not show any difference between the groups. In the past it was
believed that reconstruction of the ACL reduces the risk of meniscal tears but
this study did not show that reconstruction of the ACL reduces the risk of
meniscal tears or not reconstructing the ligament increases the prevalence of
meniscal tears.
Secondary osteoarthritis
ACL deficiency and partial or total meniscectomy are
well known risk factors for post-traumatic OA. Ajuied et al[19]
has recently reported the first meta-analysis on the development and
progression of OA after an ACL injury at a minimum of 10 years follow-up using
Kellgren-Lawrence (K-L) classification of radiographic OA. Their systemic
review and meta-analysis showed a 20.3% prevalence of grade 3 and 4 OA in
patients with ACL deficiency as compared to 4.9% in the contralateral ACL
intact uninjured injured knee.
The study also showed that the relative risk (RR) of
developing even minimal (grade 1 and 2) OA was 3.89 and the relative risk of
moderate to severe (grade 3 and 4) OA was 3.84 after an ACL injury irrespective
of whether the treatment was surgical or conservative. The nonoperatively
treated knees had a higher relative risk of developing any grade of OA as
compared to those knees which had reconstructive surgery. However the
progression of OA to moderate and severe OA after 10 years was significantly
higher in the reconstructed knees (RR 4.71).
Porat et al[20]
studied the prevalence of radiologic OA in a group 205 male league soccer
players and found that, at 14 years after the initial ACL injury 78% of the
injured knees had radiologic evidence of OA. Grade 2 or more K-L radiographic
changes were seen in 41% of the injured knees and 4% of the uninjured knees.
There was no difference in the prevalence of radiologic OA between knees
treated conservatively or with reconstruction. The patient relevant outcome was
affected with 80% of the subjects reporting a reduced level of activity after
the injury. However the level of activity was the same in patients with and
without OA. Fifty-five percent of the subjects reported participation in a
level 5-6 activity (high level recreational activity) and 53% reported a level
2-4 activity participation (easy to moderate load at work). In fact 7.8% were
still involved in organised soccer 14 years after the ACL injury. The study
found no difference in the prevalence of OA or symptoms in subjects treated
conservatively or surgically.
Although the meta-analysis by Ajuied et al19
showed a higher relative risk of OA in patients treated without reconstruction,
the study by Porat et al20 in soccer players showed no difference in
the prevalence of radiographic OA in those treated conservatively or with
surgery. This could partly be due to the knee protective neuromuscular
rehabilitation that soccer players go through before resuming sports as
compared to others who are not involved in competitive sports.
Neuman et al18 showed in a prospective level
2 study involving 100 consecutive patients, who were treated by neuromuscular
rehabilitation and activity modification after an ACL injury, that it is
possible to achieve a good knee function with a low prevalence of
post-traumatic OA at 15 years follow-up. In this study the attrition rate was
low with 6 patients lost during follow-up. A delay ACL reconstruction was
necessary in 22 patients (23%) at between 6 months and 11 years. Tibiofemoral
OA of K-L grade 2 or more was present in 16% of the patients and all these
patients belonged to the group who had menisectomy done. None of the patients
with an intact meniscus had OA. The OA occurred in the same compartment as the
menisectomy. Thirty-five percent of the patients with ACL reconstruction had tibiofemoral
OA whereas 11.2% of the patients without reconstruction had tibiofemoral OA.
As far as symptoms were concerned 67% of the
patients were asymptomatic at 15 years. Of these 67%, OA was absent in 59% and
present in 8%. Thirty-three percent of the patients were symptomatic, of whom
24% had no OA and 8% had OA. Patients with ACL reconstruction complained of
more knee pain than those without reconstruction and patients with major meniscal
tear had more knee pain than those with intact menisci. Patients with
radiographic tibiofemoral OA scored lower in all subscales of KOOS as compared
to those without OA. The authors concluded that in patients willing to moderate
their activity level, initial treatment without ACL reconstruction should be
considered because favourable outcome in terms of knee function, symptoms and
radiographic OA can be obtained in the long term with nonoperative treatment.
The study by Ajuied et al19 showed a
higher risk of OA in patient treated conservatively as compared to those
treated surgically while the study by Neuman et al18 showed that the
patients treated by reconstruction of the ligament had a higher prevalence of
OA. The study by Porat et al20 on the other hand showed that there
was no difference in the prevalence between the two groups. These differences
in different studies may be due to inconsistences in the acquisition and
interpretation of radiographs as well as inconsistences in definition of OA and
variation of the cohort of patients studied.
The level 1
high quality study by Frobell et al9 has showed that there is no
difference in the prevalence of OA in patients treated with rehabilitation,
early ACL reconstruction or delayed ACL reconstruction. However in this study
they found that the prevalence of patellofemoral OA was higher at 20% as
compared to the tibiofemoral OA which was 12%. They also found that the
prevalence of patellofemoral OA was higher in patients who had reconstruction with
patellar tendon grafts as compared to hamstring tendon grafts. It is believed
that shortening of the patella tendon after harvesting of the graft may
increase the biomechanical loading of the patellofemoral joint leading to OA,
as well as due to osteophyte formation that occurs due bone remodelling after
the graft is harvested. The conclusion from this study is that reconstruction
of the ACL does not protect the knee from OA.
Conclusion
The rational for surgical treatment of an ACL tear
was that the ACL is vital for knee function and that in the long term ACL
deficiency will lead to more injuries of the meniscus and more degeneration of
the joint. This belief was prevalent because the natural history of an ACL
deficient knee was not known although the ultimate outcome of reconstruction of
the ACL was not known either. However over the last few years well conducted
prospective studies have elucidated the natural history of conservatively treated
knees with a tear of the ACL as well as the outcome of knees treated with
reconstruction of the ACL.
We now know that in the mid-term (5 years) there is no
difference in the meniscal surgeries rates, radiographic osteoarthritis and all
functional scores in young active patients treated with rehabilitation, early
ACL reconstruction or delayed ACL reconstruction. We also know that at 15 years
(long term) the outcome after a tear of the ACL in term of knee function,
symptoms and OA are good even with conservative treatment. Present day
knowledge would dictate that the indication for surgery would be a tear of the
ACL in elite sportsman who cannot alter their activity level and in patients
who have recurrent giving way of the knee in spite of adequate rehabilitation.
About 50% of young active patients will need a
delayed reconstruction of the ACL (level 1 study). However the cohort of
patient in a general population who will need a delayed reconstruction of the
ACL will only be about 23% (level 2 study) and these will be the type of
patients that most orthopaedic surgeons in our country will treat.
These studies
should produce a paradigm shift in the way we look at treatment of patients
with injuries of the ACL. This would in line with the requirement of critical
enquiry that the concept of evidence based medicine dictates. With present day
scientific knowledge we cannot continue to justify surgical intervention by
saying that the jury is out there as far as management of ACL injury is
considered.
High level scientific evidence has not given solace
to skeptics that most patients with an ACL injury will not need surgery11.
Proponents who advocate ACL reconstruction will however find solace in a new study
published in the Journal of Bone and Joint Surgery this year. In this study by
Mather et al[21],
the authors claim that early ACL reconstruction was less costly and more
effective from the financial point of view then rehabilitation in the short to
medium term and in the long term the life-time cost to society is lower
following early ACL reconstruction. The authors however do admit that the study
was based on several assumptions which were not backed with credible scientific
evidence. The investigations in this study were carried out by a health consultancy
firm. Some of the authors of the study had conflict of interest in the form of
financial relationship with biomedical firms (Smith & Nephew and DonJoy Orthopaedics)
which could be perceived to influence what has been published[22].
Finally back to
Mr Smith. Hopefully Mr Smith can now make an informed decision whether his
doctor knows best.
References
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[22] Corporate
sponsored and corporate influenced published and peer reviewed evidence is a topic
for a different forum.
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